Shareholder Service Solutions, Inc.
Andrew Wilcox's experience in the transfer agent space was invaluable as we undertook a thorough review of our contract for stock transfer services. His expertise resulted in a substantial cost savings for us annually. We highly recommend his services! ~ Gay L. Wolf, Manager, Stockholder Relations, The Hershey Company
To our friends in stock transfer service Sales
We humbly offer these suggestions: 1) Don’t criticize your competition. There is no major transfer agent left in the stock transfer industry which isn’t quite good, and nobody likes a “basher”; 2)...
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Adverse Claims
These are situations where a party claims that it, rather than the current owner of a security (like a stock) on the books of the recordkeeper – transfer agent, broker or bank – has a superior right of ownership in the stock. The claim must officially be in writing, and when received it requires that the recordkeeper put a “stop transfer” on those shares until the claim is sorted out. These can be somewhat tedious affairs, involving multiple “notifications,” for which recordkeepers/transfer agents charge the issuer extra fees that, while noticeable, are typically quite reasonable.
"There is no right way to do the wrong thing." ~ Unknown